Senior Management Accountability Regime

Tue, 7 Aug, 2018, 9:00 AM - 12:00 PM (GMT+8)
International Compliance Association (ICA) Wilmington Room, #07-01, 77 Robinson Road, Singapore 068896

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IBF is pleased to co-host this masterclass with International Compliance Association (ICA) on "Senior Management Accountability Regime".

Globally, increasing attention is being given to role of the Senior Management of Financial Institutions. Particularly, regulators are looking for responsibilities to be clearly defined and apportioned. The Monetary Authority of Singapore (MAS) has proposed guidelines to strengthen individual accountability of senior managers and raise standards of conduct in financial institutions (FIs). The guidelines are a key part of MAS’ broader efforts to foster a culture of ethical behaviour and responsible risk-taking in the financial industry.

This event is designed not only to look at the implications for firms in Singapore but also to act as a forum for attendees to share concerns, ask questions and discuss the practicalities of meeting the requirements.

Event Details
 Theme: Senior Management Accountability Regime
 Event: IBF MasterClass 2018 @ ICA
 Date: 7 August 2018, Tuesday
 Time: 9.00am - 12.00pm
 (Registration will be open at 8.45am)
 Venue: International Compliance Association (ICA)
 Wilmington Room, #07-01
 77 Robinson Road
 Singapore 068896

 Time Activity
 9.00am   Welcome Remarks by International Compliance
 Association (ICA)
     Opening Remarks by Lydia Wee, Deputy CEO, IBF
  Panel session
  • Andrew Kwek, Independent Director,
    Pilgrim Partners (Asia) Pte Ltd,
    Founder Director, AK Management Consultancy Pte Ltd.
  • Chen Jee Meng, Country MLRO, Commerzbank Singapore
  • Jon Yeo, Chief Compliance Officer, Maybank
  • Lim Siew Lee, Executive Director and 
    Head of Group AML/CFT/Sanction Compliance, United Overseas Bank Limited
  • Moderator: Andrew Glover, Regional Director, ICA
​ Broad outline:
  • Who is affected by such regime(s)?
  • Evolving roles and responsibilities of the Board of Directors (BOD) and Senior Management – Corporate governance, risk management, certification, conduct of business and fit & proper, etc
  • Mapping of roles and responsibilities to competencies
  • Sharing the Senior Managers and Certification Regime (SM&CR) and Conduct Rules (CR) Experience
  • How and what the BOD and Senior Management can do to get their firm better prepared
  Audience participation - "How will you translate
 the responsibility into individual’s contracts/job
 12.00pm   End of event / Sign-out

For more information, please visit IBF's event webpage here.

  • Seats will be given on a first-come-first-served basis and limited to two (2) per organization. IBF reserves the right to reject registration to attend the MasterClass.
  • For IBF-Members: One (1) complimentary ticket per organization. No-shows will be liable for full event fee. Additional registration will be chargeable.
  • Once confirmed, no cancellation of registration is allowed, substitute may be arranged at no additional cost. For replacements, please contact
  • To be eligible for CPD hours and issuance of Certificate of Attendance (COA), participants shall be present for the entire programme and with records of SIGN-IN and SIGN-OUT. COA will be issued 3 to 5 working days after the event.

The full Terms & Conditions can be found here.

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