ALB Hong Kong and Greater China Capital Markets Forum 2021

Wed, Oct 20, 2021 9:00 AM (GMT+8)

Renaissance Hong Kong Harbour View Hotel (Concord Room, 8F)

1 Harbour Road, Wan Chai, Hong Kong Island, Hong Kong

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Registration for paid tickets for this event remains available

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Please note the waiting list does not guarantee a seat for this event which is subject to availability



Event Overview

As a leading financial hub, Hong Kong serves as a key gateway for capital flow and has been flourishing despite the pandemic; with more Chinese companies seeking IPOs and secondary listings in view of the tightened regulations in the US. Global funds are also  increasingly flowing to China via Hong Kong’s stock connect channels, while Chinese capital was moving to the city searching for value; and catch the technology boom not seen within mainland China.

ALB Hong Kong And Greater China Capital Markets Forum 2021 will explore the recent market transaction trends and regulatory developments going on in Hong Kong, share latest insights and opportunities in new initiatives such as impact investing and SPAC listing status while hosting companies keen on equity listings and fundraising to expand their capital market horizon and investor connectivity.


Who Should Attend?

  • Chief Legal Officers (CLO), CEO, CFO and Corporate Executives
  • Head Of Legal, Vice President (Legal), Head Of Compliance, Legal Director, GM (Legal)
  • General Counsel, Senior Counsel, Regional Counsel, Legal Counsel, Legal Director
  • Company Secretaries
  • Corporate Finance Managers/Directors and Accountants
  • Investment Bankers and Financial Institution Representatives  
  • Regulators & Government Official of Commercial and Legal Affairs
  • Financial Advisory, Consulting and Service Providers
Event Format
In view of the latest social distancing rules by the Hong Kong government, this summit will take place via a live event format in a hotel venue subject to the maximum attendee capacity limit permissible. However no F&B will be served during this event (except for drinking water which will be available outside of the conference room during break time) and face masks required to be worn at all times due to the guidelines imposed by the Hong Kong government.


CPD points will be applied for this summit with the Law Society of Hong Kong and outcome to be updated in due course.

For further information on the onsite measures and guidelines, please visit

Due to limited capacity, registration for this summit is by invitation only to in-house lawyers and compliance professionals at the sole discretion of Asian Legal Business and all confirmed participants will be notified by email. Representatives from law firms and legal service providers are welcome to contact our sponsorship team, Amantha ( for further information on how to participate in the event.


Agenda at a Glance
  • Overview of Hong Kong’s Capital Market Regulations and Relationship with China Mainland’s Capital Inflows 
  • Deciphering New Guidelines and Revisions to Hong Kong’s 'Code of Conduct' for Equity and Debt Deals
  • Sustainable Finance, ESG and Impact Investing in Asia
  • Conducting Due Diligence for Remote Client On-boarding and Pre-IPO Checks 
  • Understanding and Preparing for SPAC Listing Regime in Hong Kong
  • Dealing with Increasing Anti-Trust Scrutiny by Regulators Ahead of Public Listing
  • Latest Deal Flow Situation in Hong Kong’s Equity Capital Market
  • Cross-border Investment Systems and Financial Services between China Mainland and the Greater Bay Area - How can Hong Kong Benefit ? 
  • Understanding Hong Kong's Role in the Evolving Central Bank Digital Currency Landscape
  • Technology Empowered Financial Markets - Leveraging on Technological Innovations to Accelerate Market Growth and Modernization

Please refer to the event website for further information -


Presenting Sponsors

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APPLICABILITY - These terms and conditions apply to the supply of conferences, workshops, events and exhibitions (the “Event”) by Thomson Reuters to delegates/attendees (“you”). 
PAYMENT - Payment must be received by Thomson Reuters prior to attendance at the Event.
CANCELLATION - Should you be unable to attend, a substitute delegate/attendee is always welcome at no extra cost. Alternatively, provided you notify Thomson Reuters in writing (by letter, fax or email to 14 full days before the Event, Thomson Reuters will refund your registration fee, less a 15% administration charge with a minimum administration fee of $50+gst.  Regrettably, no refunds will be made if less than 14 full days notice of cancellation is given.  However if you cancel less than 14 full days before the Event, you may where applicable elect to receive presentation notes from the Event either electronically or in hardcopy.  Thomson Reuters reserves the right to change the date, venue and/or presenters of the Event at any time and without prior notice, and in any way deemed to be in the best interests of meeting the objectives of the Event.  If Thomson Reuters cancels a workshop for any reason, your remedy is limited to a refund of the registration fee.   
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ALB Hong Kong and Greater China Capital Markets Forum 2021

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